SFT 6.2 Compliance with Redbrick

Winning the deal is not the goal. Doing it right is.


What Unprofessional Advisory Looks Like

Trying to win at all costs leads to bad behaviour:

  • Offering unethical strategies to impress clients
  • Giving unverified advice on property laws
  • Providing improper financial advice
  • Offering cash or incentives to secure business

If you need shortcuts to win — you are doing it wrong.


What This Means

  • Saying anything to close the deal
  • Giving casual or personal opinions as “advice”
  • Acting outside your professional scope

This is unfit and improper conduct.


Redbrick Standard

  • Only provide professional, verified advice
  • Stay within your scope of expertise
  • Maintain discipline in what you say and recommend

You are an advisor — not a salesperson chasing deals.


Critical Rule

Never make offers, promises, or claims you cannot fulfil.

  • No “say first, fix later”
  • No leading clients emotionally
  • No “ok first, confirm later” tactics

If it is not confirmed, do not present it as such.


Consequences

  • Client disputes and complaints
  • Loss of trust and reputation
  • Regulatory and internal action

One bad deal can undo your entire career.

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