SFT 6.2 Compliance with Redbrick

“Just this one time” is how problems start.


What Bending The Rules Looks Like

These are NOT small shortcuts. These are serious breaches.

  • Colluding with bankers, financial advisors, or property agents
  • Harvesting customer lists without permission
  • Creating or inducing extra commissions outside proper structure
  • Parking cases on behalf of others
  • Receiving referral fees from law firms

If it’s not transparent, it’s a problem.


What This Really Means

These actions are:

  • Unethical
  • Unprofessional
  • Potentially illegal

“Everyone does it” is NOT a defence.


Redbrick Standard

  • No hidden arrangements
  • No side deals
  • No bypassing the system
  • No working outside approved structures

If it cannot be explained openly, it should not be done.


Consequences

  • Immediate contract termination
  • Reporting to authorities (e.g. CAD, Law Society)
  • Reporting to partner banks

This is career-ending behaviour.

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